To help you, our powerful platform offers:

DealManager to seamlessly execute deals

• Real-time collaboration for syndicate desks around the world on new capital-market issues
• Trusted network that has been used for the world’s largest deals
• Regulatory requirements managed through transaction reporting, allocation justification, and market sounding
• Participation history of the investors you target
• Compliance certifications for potential investors

EventManager to help you run large or small events and conferences

• Workflow solutions for managing the full life cycle—before, during, and post-event
• Detailed tracking of every client touch point
• Seamless connection to your internal CRM
• Unrivalled holdings content to effectively target investors and corporates
• Reporting and analytics within each event and across multiple events

ComplianceManager to verify the qualification of investors

• Ensure compliance with SEC and FINRA regulations such as Rule 144A (QIB), Rule 5130/5131, Regulation S, Suitability for FINRA 2111 (SUIT), FINRA 2242, and Sophisticated Municipal Market Participant (SMMP)
• Conduct due diligence in a timely manner with immediate access to certification letters for online review, download, and print
• Instantly verify investors for trading and settlement with access to parent and subaccount-level certification letters
• Request updated Certificates from current and new counterparties through an investor-friendly relationship management team
• Maximize workflow through integration with DealManager or your current OMS using our APIs

Contact us today to see the advantages of using the Dealogic platform. And ask about Feeds, your single source of capital-market and compliance data.

Contact our team